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The results show that 11 related natural persons are involved in buying and selling A shares of Guotai Junan and Haitong Securities. Including Han Zhida, vice president of Guotai Junan, Zhao Hong, chief auditor, Xiong Xiaohua, the mother of supervisor Shen Yun, Huang Guan Tu, the father of employee Huang Wenxin, and Zhou Yang, the spouse of Lv Na, an overseas legal consultant of Haitong Securities and a consultant lawyer of Gao Weishen Law Firm.Eleven natural persons bought and sold A shares during the self-inspection period.

According to the information issued by the above-mentioned institutions, there is no correlation between the above stock trading behavior and this major asset restructuring, and it does not involve the use of insider information for trading.Eleven natural persons bought and sold A shares during the self-inspection period.

Han Zhi Da has been the vice president of Guotai Junan since July 17, 2024. The stock source of Guotai Junan is the restricted stock incentive plan, and the trading of Guotai Junan stock occurred before I became the vice president of Guotai Junan. According to the self-inspection report, Han Zhi Da sold 138,600 shares on May 15th, 2024. According to the self-inspection report issued by Han Zhida, it still holds 71,400 restricted shares.In addition to natural persons, the transactions of Guotai Junan A-shares and Haitong Securities A-shares by relevant institutions mainly involve self-operated accounts, asset management accounts and margin financing and securities lending accounts of institutions.